Securities Laws & Compliances

We provide legal advisory and compliance related services for the following:





  • Legal Secretarial due diligence process and Compliances related to Rights Issue, Bonus Issue, Preferential Issue, QIPs, ESOS/ ESOP for listed Companies
  • Buy Back of Securities for Listed Company
  • Compliances under the Listing Agreement
  • Various compliances under the SEBI ICDR Regulations
  • IDRs, GDRs, FCCBs Compliances
  • IPO, FPO, etc Listing and Delisting of Equity and Debt Securities
  • Advising on securities law like SEBI Act, SCRA, Take Over Regulations, Insider Trading Regulations etc
  • Liasoning with the Registrar and Share Transfer Agents, Stock Exchanges, Depositories, SEBI, etc.
  • Strengthening Corporate Governance System of Companies
  • Providing Time based / Event based / Month wise Compliance Checklist & Certification
  • Legal / Secretarial due diligence process in relation to IPOs
  • Listing of Securities at BSE / NSE
  • Compliances under Corporate Governance